$$$
{{ $t($store.state.user.experience_value_in_dollars) }}
Senior
{{ $t($store.state.user.experience_search_name) }}
0
jobs
Regulatory compliance specializing in regulatory reporting
David Eves
,
Blackheath, United Kingdom
Experience
Other titles
Skills
I'm offering
Hello, I am a regulatory compliance expert who has experience working with some of the largest companies in the financial services industry, assisting with a wide variety of compliance needs. I am a regulatory reporting SME across EMIR, MIFID, and ASIC. I am an associate of the ICA with compliance experience across AML requirements, FCA COBS requirements, MIFID requirements, and a variety of other regulations (GDPR, PRIIPS, UCITS, etc.).
Markets
United Kingdom
Industries
Language
English
Fluently
Ready for
Ongoing relation / part-time
Available
My experience
2020 - 2021
job
CMC Markets - Regulatory Reporting Manager FTC
EMIR, MIFID.
• Responsibilities
o Oversee team handling daily workflows for regulatory reporting for EMIR, MIFID,
ASIC, and Canada.
o Manage projects related to expanding regulatory reporting requirements, both
internal and external.
o Manage regulator queries and horizon scan for upcoming regulatory changes.
• Achievements
o Identified and addressed existing gaps in regulatory reporting using newly integrated
external vendor software.
o Managed the expansion of regulatory reporting to cover several new products
including cryptocurrencies, rolling spot FX, and bespoke retail products.
o Improved accuracy and detail of data in RTS 27 (best execution) disclosures.
o Oversee team handling daily workflows for regulatory reporting for EMIR, MIFID,
ASIC, and Canada.
o Manage projects related to expanding regulatory reporting requirements, both
internal and external.
o Manage regulator queries and horizon scan for upcoming regulatory changes.
• Achievements
o Identified and addressed existing gaps in regulatory reporting using newly integrated
external vendor software.
o Managed the expansion of regulatory reporting to cover several new products
including cryptocurrencies, rolling spot FX, and bespoke retail products.
o Improved accuracy and detail of data in RTS 27 (best execution) disclosures.
Retail, Regulatory, Detail, Software, ASIC, MiFID, Manager
2019 - 2020
job
Compliance Analyst
Pyrford International.
• Responsibilities:
o Compliance generalist role at a boutique asset management firm deputising for the Compliance Officer (CF10).
o Cover AIFMD and UCITS regulatory requirements, including portfolio compliance and regulatory reporting.
o Managed EMIR, MIFID, and ASIC reporting workflows.
• Achievements:
o Brought the business in compliance with RTS22 by creating, proceduralising, and carrying out MIFID reporting data reconciliations.
o Carried out a thematic review of all portfolio and mandate compliance rules and guidelines, identifying and resolving a number of issues.
o Worked with external vendors to migrate reporting solutions from VBA macros to external suite of tools, allowing better analytics and MI to be produced.
o Compliance generalist role at a boutique asset management firm deputising for the Compliance Officer (CF10).
o Cover AIFMD and UCITS regulatory requirements, including portfolio compliance and regulatory reporting.
o Managed EMIR, MIFID, and ASIC reporting workflows.
• Achievements:
o Brought the business in compliance with RTS22 by creating, proceduralising, and carrying out MIFID reporting data reconciliations.
o Carried out a thematic review of all portfolio and mandate compliance rules and guidelines, identifying and resolving a number of issues.
o Worked with external vendors to migrate reporting solutions from VBA macros to external suite of tools, allowing better analytics and MI to be produced.
VBA, Management, Asset Management, Analytics, Compliance, Analyst, Regulatory, ASIC, MiFID
2017 - 2019
job
Transaction Reporting Officer
Bank of America Merrill Lynch.
• Responsibilities:
o Client services for EMIR, MIFID II, and ASIC delegated/assisted reporting.
Covering onboarding, reconciliations, issue management, and relationship
management.
o Day-to-day workflow around submissions, reconciliations, exception management
for EMIR, MIFID II, ASIC, Dodd-Frank, MAS, and HKMA.
• Achievements:
o Developed, implemented, and proceduralised several new reconciliations and controls.
o Became an SME for the team and a training lead for new associates.
o Client services for EMIR, MIFID II, and ASIC delegated/assisted reporting.
Covering onboarding, reconciliations, issue management, and relationship
management.
o Day-to-day workflow around submissions, reconciliations, exception management
for EMIR, MIFID II, ASIC, Dodd-Frank, MAS, and HKMA.
• Achievements:
o Developed, implemented, and proceduralised several new reconciliations and controls.
o Became an SME for the team and a training lead for new associates.
Training, Onboarding, Management, Workflow, Issue management, ASIC, MiFID
My education
2020
International Compliance Association
Regulatory Compliance Advanced Certification, Regulatory Compliance
Regulatory Compliance Advanced Certification, Regulatory Compliance
2013
-
2017
University of Bath
Masters, Mathematics
Masters, Mathematics
David's reviews
David has not received any reviews on Worksome.
Contact David Eves
Worksome removes the expensive intermediaries and gives you direct contact with relevant talent.
Create a login and get the opportunity to write to David directly in Worksome.
are ready to help you
and get specific bids from skilled talent in Denmark