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Senior
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jobs
Shelli Edwards
,
, United Kingdom
Experience
Other titles
Skills
I'm offering
Markets
United Kingdom
Language
English
Fluently
French
Good
My experience
2019 - ?
job
Office and Compliance Manager
Lifestyle Loans Ltd.
95% of the Compliance role is compliance monitoring. FCA registered SMF17 Money Laundering Report Officer (MLRO), efficient with GABRIEL reporting and using Connect. Completed annual GABRIEL reporting In December 2019. Business intelligence developing and producing weekly and monthly MI reports highlighting analysis of Cash Flow, Pre-Go Live Checks, Anti-Money Laundering and regulated data. For Board Meetings, Team Meetings, Senior Management meetings which I also attended. Project Management manage projects within compliance operations to ensure all requirements are met and completed on time. Improve data quality and controls resulting in increased efficiency and reduced human error by 95% through creation of Pre-Go Live Checks. Preparing compliance related reports and documents. Implementing and creating policies and procedures. Creating and completed the Compliance Monitoring System and Framework. Ensuring clear and open communication of policies and procedures, issues and other quality indicators related to continuous improvement/Quality Assurance Checks.
Attentively reviewing and evaluating effectiveness of executed control measures. Establishing healthy risk culture, tracking and reporting implementation of remedial action as per internal and external audit findings to management. Proficiently examining and investigating contract compliance and licensing adhesion against rules and regulations. Created regulatory training manuals, held 1:1 training sessions and team training sessions. Account Management - ensuring payment authorisation while reviewing compliance with different agreements, monitoring the accounts and completing MI data reports for the Directors. Setting up new accounts carrying out due diligence checks and working with the Funders for funding, compliance certificate reviews and block discounting. Manage a Customer Service Team of 10 people and an Underwriting Mandate of £7,500.00 for approving and reviewing applications. Conducted internal HR for new employees, IT Set up, general office admin, disciplinary training.
Attentively reviewing and evaluating effectiveness of executed control measures. Establishing healthy risk culture, tracking and reporting implementation of remedial action as per internal and external audit findings to management. Proficiently examining and investigating contract compliance and licensing adhesion against rules and regulations. Created regulatory training manuals, held 1:1 training sessions and team training sessions. Account Management - ensuring payment authorisation while reviewing compliance with different agreements, monitoring the accounts and completing MI data reports for the Directors. Setting up new accounts carrying out due diligence checks and working with the Funders for funding, compliance certificate reviews and block discounting. Manage a Customer Service Team of 10 people and an Underwriting Mandate of £7,500.00 for approving and reviewing applications. Conducted internal HR for new employees, IT Set up, general office admin, disciplinary training.
Data quality, UP, Manager, Framework, Go, Audit, Underwriting, Office, Regulatory, Monitoring, Implementation, It, Quality Assurance, Project Management, Service, Compliance, Customer service, Management, Due Diligence, Continuous improvement, Training, Audit, Account management, Operations, Business Intelligence
2017 - 2019
job
Compliance Officer
EW Cap Limited.
Completed and achieved their Part IV Permissions 18th July 2018 for investment activities. Previously registered as a CF10 and CF11 for the company. Completed quarterly FCA GABRIEL reporting and using Connect system to upload application for Part IV permissions. Efficiently managing business portfolio while ensuring compliance with regulatory activities. Assisting various departments for executing effective controls & measures for mitigating regulatory risks. Completed annual, quarterly and monthly Compliance Monitoring Systems and Framework through. Completed the company's compliance monitoring. Maintaining collaboration with other departments for addressing issues related to compliance violations & recommending actions for resolving issues effectively. Created and Implemented new policies and procedures including implementing their GDPR Policy. Attended weekly/monthly committee meetings. Reported directly to the Director and Managing Partner. Implemented and Managed the Receiving Agency Team of 7 people who uploaded investor applications and handled IFA queries. Ran the quarterly investment allotments whilst working with their Funder.
GDpr, Compliance, Monitoring, Regulatory, Framework
2014 - 2017
job
Compliance Officer
Rural Finance Limited.
Completed and achieved their Part IV FCA Permissions 23rd March 2015 lending activities. Completed annual FCA GABRIEL reporting and uploaded amendments and new Appointed Representatives to FCA Connect. Create and implement policies and procedures. Collaborated closely with the team, Office Manager & Directors for preparing compliance documents and reports. Conducted annual Quality Assurances checks on Directors and Brokers. Created a training manual for new starters and ran 1:1 training session on FCA rules and regulations. Completed the monthly, quarterly and annual aspects of the Compliance Monitoring System and Framework. Completed company's compliance monitoring. Implemented their 'Own Book' Lending System, managed a team of 5 for the 'Own Book' who uploaded applications, reviewed credit reports and documents request. Completed the Block discounting for funding. Conducted some internal HR activities i.e. creating contracts for employees, Appointed Representatives & Introducer Appointed Representatives. Reported to the 6 Directors and Office Manager. Deputised for the Office Manager - handling external and internal queries.
Contracts, Training, SoMe, Compliance, Monitoring, Office, Framework, Contracts, Manager
2011 - 2014
job
Senior Business Associate
Defended Litigation Team, Royal Bank of Scotland.
Case Handler monitoring 2 portfolios, collaborating with customers using my knowledge of Contract Law and Land Law to resolve cases to achieve settlement before litigation proceedings. Referral point, deputised for the Team Manager, categorise and distributed post for the team. PA for Bank's Solicitors - arranging meetings, calls and sending correspondence. Managing & Reconciling the solicitor accounts. Completed the quarterly VAT for the accounts.
Monitoring, ON, Manager
2011 - 2011
job
Senior Business Associate - Reconciliation Team
Manpower Limited.
Employed through Manpower (Agency) before obtaining Full-Time Position with RBS. Setting up payment plans and reviewed files for next actions. Reviewing solicitor instructions and closure reports. Writing letters to customers and solicitors.
Writing, UP
2008 - 2011
job
TU Clothing Assistant
JS Sainsbury's Plc.
working of new lines of clothing on to the shop floor, using in house system to locate stock levels and products. Assisted customers and supported with new store layouts. 2002 - 2007 - Tesco Limited - General Assistant, serve and help customers, cover for Manager and Team Leaders by supervising the department.
Achievements and Qualifications:
• CPD CCTA Complaint, Handling, Reporting and Publication Training Course 15th April 2015.
• CPD CCTA FCA Supervision & Reporting Training Course 29th April 2015.
• AIFMD Training Course 25th June 2018.
• Reward and Recognition at RBS - won on 4 separate occasions and Recognised on RBS Living Values.
• Achieving 2 companies Part IV FCA Permissions.
Further Information:
Achievements and Qualifications:
• CPD CCTA Complaint, Handling, Reporting and Publication Training Course 15th April 2015.
• CPD CCTA FCA Supervision & Reporting Training Course 29th April 2015.
• AIFMD Training Course 25th June 2018.
• Reward and Recognition at RBS - won on 4 separate occasions and Recognised on RBS Living Values.
• Achieving 2 companies Part IV FCA Permissions.
Further Information:
Training, Supervision, Manager
2006 - 2006
job
Teaching Assistant
Lakelands Secondary School.
Interested in watching and playing Tennis, Fitness, Mountain Biking, amateur baker, cooking, watching movies and music. Work Experience: 2006 Lakelands Secondary School - Teaching Assistant, 2003 Welshampton C of E Primary School - Teaching Assistant. 2001 Bowen Son and Watson Estate Agents - Administration Assistant.
Administration, Teaching, C, Music, Watson
My education
De Montfort University
Bachelors, Law and Criminal Justice Third
Bachelors, Law and Criminal Justice Third
University of Chester
Bachelors, Religious Studies 2
Bachelors, Religious Studies 2
Thomas Adams Sixth Form College
Secondary, Religious Studies B
Secondary, Religious Studies B
Lakelands School
Secondary, Religious Studies B
Secondary, Religious Studies B
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