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jobs
Dovile Daunyte
Dovile Daunyte
,
london, United Kingdom
Experience
Other titles
Skills
I'm offering
I am looking for a freelance jobs.
Markets
United Kingdom
Language
English
Fluently
Lithuanian
Fluently
Russian
Good
Ready for
Larger project
Ongoing relation / part-time
Full time contractor
Available
My experience
2019 - ?
job
Legal & Compliance, Compliance Associate
Lazard Asset Management.
• Undertake testing and monitoring as per Compliance Monitoring Plan, working with the business on issues identified to ensure they are reported, and remediation is completed where needed
• Help to produce Management Information for Board Reporting and other governance under instruction from the Heads of Compliance and Business stakeholders
• Financial Promotions and marketing review and sign off's and record keeping, ensuring they comply with the FCA regulations
• Assisting the MLRO by undertaking KYC, identification and sanction screening checks were required
• Creating and maintain registers, maintaining breaches & complains register.
• Lead person for SSAE18 Audit annually for the Legal & Compliance Department.
• Regulatory/Compliance assistance including but not limited to: Assistance and Coordination of regulatory filings, Maintenance of written policies and procedures, Compliance advice or support to internal departments
• Maintaining and updating Compliance Manual
• COLL monitoring: as an assurance piece, compliance will review share classes and prospectus against COLL requirements.
• Annual Eligible Market review as per Compliance Monitoring Plan.
• Monitoring conflicts of interest: such as PA deals, Outside Activities, Major Shareholding reporting
• PA dealing approvals
• Lead team member in SMCR implementation and overseeing, currently undertaking fit & proper testing and adding to the FCA register.
• Project support: Value for Money, Cost and Charges, Liquidity Management.
• Bloomberg Surveillance, Market Abuse Monitoring.
• New Joiners Compliance Inductions, mandatory training allocations,
• Filing disclosures including Major Shareholding Report, Takeover Panel, and Company Act filings.
• Maintaining FCA Register, filing submissions for FCA
• Acting as a Company Secretary for the Board Meetings.
• Help to produce Management Information for Board Reporting and other governance under instruction from the Heads of Compliance and Business stakeholders
• Financial Promotions and marketing review and sign off's and record keeping, ensuring they comply with the FCA regulations
• Assisting the MLRO by undertaking KYC, identification and sanction screening checks were required
• Creating and maintain registers, maintaining breaches & complains register.
• Lead person for SSAE18 Audit annually for the Legal & Compliance Department.
• Regulatory/Compliance assistance including but not limited to: Assistance and Coordination of regulatory filings, Maintenance of written policies and procedures, Compliance advice or support to internal departments
• Maintaining and updating Compliance Manual
• COLL monitoring: as an assurance piece, compliance will review share classes and prospectus against COLL requirements.
• Annual Eligible Market review as per Compliance Monitoring Plan.
• Monitoring conflicts of interest: such as PA deals, Outside Activities, Major Shareholding reporting
• PA dealing approvals
• Lead team member in SMCR implementation and overseeing, currently undertaking fit & proper testing and adding to the FCA register.
• Project support: Value for Money, Cost and Charges, Liquidity Management.
• Bloomberg Surveillance, Market Abuse Monitoring.
• New Joiners Compliance Inductions, mandatory training allocations,
• Filing disclosures including Major Shareholding Report, Takeover Panel, and Company Act filings.
• Maintaining FCA Register, filing submissions for FCA
• Acting as a Company Secretary for the Board Meetings.
Marketing, Audit, Training, Management, Compliance, Implementation, Support, Monitoring, Testing, Regulatory, KYC, Audit, ON
2018 - 2019
job
Compliance Analyst, Global Compliance
Franklin Templeton Investments.
• Compliance Monitoring - PA dealing, Outside Interests, Breaches and Errors.
• Implementation of the UK policies and procedural framework to mitigate regulatory risks
• Financial Crime - PEP screening in line with UK and International AML regulatory requirements and FCA guidelines,
• FCA approved persons. In charge on submitting reports to FCA for approved persons.
• Strategy Reports. Worked closely with VP - Global Compliance in researching and producing reports for the UK Board to shape 2019 strategy.
• Regulatory Reports. Making sure the regulatory quarterly reports signed and send to the relevant parties
• Project Support. Worked closely with compliance managers and produced FY 2019 new project list for the International Compliance Team. Produced SWOT analysis and compiled the results.
• Regulatory Projects. SMCR and Conduct Risk. Incident Logs.
• Implementation of the UK policies and procedural framework to mitigate regulatory risks
• Financial Crime - PEP screening in line with UK and International AML regulatory requirements and FCA guidelines,
• FCA approved persons. In charge on submitting reports to FCA for approved persons.
• Strategy Reports. Worked closely with VP - Global Compliance in researching and producing reports for the UK Board to shape 2019 strategy.
• Regulatory Reports. Making sure the regulatory quarterly reports signed and send to the relevant parties
• Project Support. Worked closely with compliance managers and produced FY 2019 new project list for the International Compliance Team. Produced SWOT analysis and compiled the results.
• Regulatory Projects. SMCR and Conduct Risk. Incident Logs.
Compliance, Implementation, Support, Analyst, Monitoring, Regulatory, International, Framework, ON
2014 - 2016
job
Office Administrator Babcock International
unknown.
Office, International, Administrator
2013 - 2014
job
Executive Assistant and Conference Coordinator to Board of Directors
Non-Governmental Organisation Information and Support Centre.
Vilnius, Lithuania
Coordinator
2007 - 2013
job
Event Assistant
Nobu.
Event
My education
University of Westminster
Bachelors, Business Management
Bachelors, Business Management
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