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Financial audit and Service and Organization Controls Report Audit
Khalid Ashraf
,
London, United Kingdom
Experience
Skills
I'm offering
A highly motivated and resilient professional with over 7 years of experience in External Audit within the Financial Services (Investment Management and Funds) department of KPMG. The audit clients covered include Investment Managers, Asset Managers, Custody Banks, Hedge Funds, Mutual Funds and Pension Funds. Currently looking to make the first move to the industry seeking to leverage the acquired competencies and experience. Available to start immediately.
Markets
United Kingdom
Industries
Language
English
Fluently
Ready for
Ongoing relation / part-time
Available
My experience
2011 - 2018
job
Assistant Manager
KPMG London.
* In - charged financial statement audits including planning, audit work and reporting for various Investment / Asset Managers covering major financial reporting standards of UK GAAP and IFRS.
* In - charge role typically involves following elements during the engagement.
- Assisting manager with budgeting including staff resource planning.
- Designing audit strategy including identification of key financial statement risks
- Perform as the first point of contact for the client and other team members during the engagement
- Review of financial statements and reporting audit findings
- Manage expectations from multiple stakeholders, including team member (Onshore and Offshore), senior members of the team, other audit locations, specialists and client contacts.
* Developed strong knowledge of accounting, pricing and trading strategies used for various financial products; Equities, Fixed Income Securities, Derivatives (Futures, Forwards, Options and Swaps), Asset Backed Securities and Investment Vehicles.
* In-charged various Service and Organization Controls (SOC) Report audits involving multiple locations and assessed and reported significant internal control deficiencies to the management and audit committee.
* In-charged audit of mutual funds, hedge funds and pension funds clients in UK including audit work involving valuation and fair value hierarchy of various types of investments.
* Experienced in application of CASS 6, 7 and 8 rules for regulatory reporting to FCA and worked on CASS audit of several Investment Management clients.
* Significant and more recent clients include Seven Investment Management, Neuberger Berman, PIMCO, Daiwa SB Investments, Baring Asset Management and Investec.
* In-charged group audit engagements managing deliverables from multiple locations.
* Been given performance awards in recognition of good performance on multiple engagements.
* In - charge role typically involves following elements during the engagement.
- Assisting manager with budgeting including staff resource planning.
- Designing audit strategy including identification of key financial statement risks
- Perform as the first point of contact for the client and other team members during the engagement
- Review of financial statements and reporting audit findings
- Manage expectations from multiple stakeholders, including team member (Onshore and Offshore), senior members of the team, other audit locations, specialists and client contacts.
* Developed strong knowledge of accounting, pricing and trading strategies used for various financial products; Equities, Fixed Income Securities, Derivatives (Futures, Forwards, Options and Swaps), Asset Backed Securities and Investment Vehicles.
* In-charged various Service and Organization Controls (SOC) Report audits involving multiple locations and assessed and reported significant internal control deficiencies to the management and audit committee.
* In-charged audit of mutual funds, hedge funds and pension funds clients in UK including audit work involving valuation and fair value hierarchy of various types of investments.
* Experienced in application of CASS 6, 7 and 8 rules for regulatory reporting to FCA and worked on CASS audit of several Investment Management clients.
* Significant and more recent clients include Seven Investment Management, Neuberger Berman, PIMCO, Daiwa SB Investments, Baring Asset Management and Investec.
* In-charged group audit engagements managing deliverables from multiple locations.
* Been given performance awards in recognition of good performance on multiple engagements.
Audit, Management, Asset Management, Service, Offshore, Regulatory, Pension, Audit, Manager
My education
n/a
Secondary, Accounting
Secondary, Accounting
Oxford Brookes University
BSc, Applied Accounting
BSc, Applied Accounting
n/a
Secondary, Physics
Secondary, Physics
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